ACI 3I0-013 : ACI Operations Certificate challenging

3I0-013 real exams

Exam Code: 3I0-013

Exam Name: ACI Operations Certificate challenging

Updated: Sep 05, 2026

Q & A: 386 Questions and Answers

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How to Prepare For ACI 310-013: ACI Operations Certificate Challenging Exam

Preparation Guide for ACI 310-013: ACI Operations Certificate Challenging Exam

Introduction

ACI Financial Markets Association (ACIFMA) is a leading global trade association with over 9,000 members in more than 60 countries representing the interests of the professional financial markets community. ACI FMA, which was founded in 1955, focuses on improving best business practices and encouraging market participants to commit to ethical behavior standards.

The ACI Model Code exam (3I0-002) has been recognised as the first industry-wide Code of Conduct based on the initial ACI Codes of Conduct of the 1970s for OTC FX and related markets. The ACI Model Code exam (3I0-002) has strongly influenced many national Codes of Conduct but was discontinued in 2017 with the release of the ACI 310-013: ACI Operations Certificate Challenging, the composition of which ACI FMA participated, as well as other Code of Conduct initiatives, subsequently revised to include the larger OTC community-and extended from the dealing room through to back office operations.

Under the supervision of the Board of Education, education services include the ACI 310-013: ACI Operations Certificate Challenging, ACI Dealing Certificate, ACI Operations Certificate, ACI Diploma, and the Latest Edition of the ACI Diploma. The ACI Committee on Professionalism oversees industry best practices for ethical behavior.

This document is an exam guide designed to assist applicants in determining the significance of the ACI 310-013: ACI Operations Certificate Challenging Exam and to provide all necessary information such as prerequisites, exam contents and format, and so on for the best exam preparation of interested candidates. This guide includes information on the certification test target audience, recommended ACI 310-013 exam dumps and ACI 310-013 practice exams, and a full list of exam targets, all with the intention of helping you obtain a passing grade. In order to increase your chances of passing the test, we strongly recommend a mix of on-the-job experience, course attendance, and self-study.

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What is the duration, language, and format of ACI 310-013: ACI Operations Certificate Challenging Exam

  • Validity: 1 year

  • Duration of Exam: 60 minutes

  • Passing percentage: 75%

  • Language of Exam: English

  • Format: Multiple choice

  • Questions: 40

Introduction to ACI 310-013: ACI Operations Certificate Challenging Exam

The ACI 310-013: ACI Operations Certificate Challenging Exam is the new exam version that has replaced the well known ACI Model Code exam (3I0-002). As the Model code exam was retired in 2017, this document will only focus on the ACI 310-013: ACI Operations Certificate Challenging Exam.

The ACI 310-013: ACI Operations Certificate Challenging The exam tests the comprehension of the six topics and 55 principles set out in the Global Code by a person and is an excellent first step in demonstrating compliance with the new Code and a possible differentiator in terms of career advancement. The program is designed for market participants (as specified by the ACi 3I0-013), including buying and selling groups, intermediaries, regulators and central banks, and is applicable to individuals engaged in front-end trading, middle-class, working, compliance and risk functions.

This certification aims to ensure that market participants operate to the highest standards of ethical conduct and best market practices. This Credential is an exemplary first step in demonstrating conformity to appropriate competent authorities with the latest Global Code and a potential differentiator in terms of ‘Code compliance' and career growth.

For more info, read the reference:

ACI Website

Exam Contents

Sample Questions

FAQs and Guide

ACI 3I0-013 Exam Syllabus Topics:

SectionObjectives
Topic 1: Financial Instruments Processing- Fixed income operations
  • 1. Accrued interest calculations
    • 2. Bond settlement conventions
      - FX and derivatives operations
      • 1. Valuation dates
        • 2. Margining basics
          Topic 2: Financial Markets Environment- Money markets instruments
          • 1. Deposits and loans
            • 2. Certificates of deposit
              • 3. Commercial paper basics
                - Foreign exchange basics
                • 1. Spot and forward FX
                  • 2. FX settlement conventions
                    Topic 3: Settlement and Operations- Settlement systems
                    • 1. Netting and clearing principles
                      • 2. RTGS systems
                        - Trade lifecycle
                        • 1. Matching and reconciliation
                          • 2. Trade capture and confirmation
                            Topic 4: Risk Management- Operational risk
                            • 1. Settlement risk
                              • 2. Counterparty risk
                                - Controls and governance
                                • 1. Limit controls
                                  • 2. Audit and compliance basics

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