[Jun 10, 2026] Latest Certified Information Systems Auditor CISA Actual Free Exam Questions
Certified Information Systems Auditor CISA Dumps Updated Practice Test and 650 unique questions
NEW QUESTION # 198
The use of risk assessment tools for classifying risk factors should be formalized in your IT audit effort through:
- A. None of the choices.
- B. the use of risk controls.
- C. the use of computer assisted functions.
- D. the development of written guidelines.
- E. using computer assisted audit technology tools.
Answer: D
Explanation:
Explanation/Reference:
Explanation:
A successful risk-based IT audit program could be based on an effective scoring system. In establishing a scoring system, management should consider all relevant risk factors and avoid subjectivity. Auditors should develop written guidelines on the use of risk assessment tools and risk factors and review these guidelines with the audit committee.
NEW QUESTION # 199
An IS auditor has performed an agreed-upon procedures engagement for the organization's IT steering committee. Which of the following would be the MOST important element to include in the report?
- A. Complementary user entity controls
- B. Managements representation on the effectiveness of controls
- C. An opinion on the effectiveness of controls
- D. Statement that the engagement followed standards
Answer: C
NEW QUESTION # 200
Buffer overflow in an Internet environment is of particular concern to the IS auditor because it can:
- A. cause the loss of critical data during processing.
- B. cause printers to lose some of the document text when printing.
- C. be used to obtain importer access to a system.
- D. corrupt databases during the build.
Answer: C
Explanation:
Section: Protection of Information Assets
NEW QUESTION # 201
.Why is the WAP gateway a component warranting critical concern and review for the IS auditor when auditing and testing controls enforcing message confidentiality?
- A. WAP often interfaces critical IT systems.
- B. WAP is often configured by default settings and is thus insecure.
- C. WAP functions as a protocol-conversion gateway for wireless TLS to Internet SSL.
- D. WAP provides weak encryption for wireless traffic.
Answer: C
Explanation:
Functioning as a protocol-conversion gateway for wireless TLS to Internet SSL, the WAP gateway is a component warranting critical concern and review for the IS auditor when auditing and testing controls that enforce message confidentiality.
NEW QUESTION # 202
An auditee disagrees with a recommendation for corrective action that appears in the draft engagement report.
Which of the following is the IS auditor's BEST course of action when preparing the final report?
- A. Include the position supported by senior management in the final engagement report
- B. Come to an agreement prior to issuing the final report.
- C. Exclude the disputed recommendation from the final engagement report
- D. Ensure the auditee's comments are included in the working papers
Answer: A
NEW QUESTION # 203
Which of the following would be to MOST concern when determine if information assets are adequately safequately safeguarded during transport and disposal?
- A. Lack of password protection
- B. Lack of appropriate labelling
- C. Lack of appropriate data classification
- D. Lack of recent awareness training.
Answer: C
Explanation:
Explanation
The most concerning issue when determining if information assets are adequately safeguarded during transport and disposal is lack of appropriate data classification. Data classification is a process that assigns categories or levels of sensitivity to different types of information assets based on their value, criticality, or risk to the organization. Data classification can help safeguard information assets during transport and disposal by providing criteria and guidelines for identifying, labeling, handling, and protecting information assets according to their sensitivity. Lack of appropriate data classification can compromise the security and confidentiality of information assets during transport and disposal by exposing them to unauthorized access, disclosure, theft, damage, or destruction. The other options are not as concerning as lack of appropriate data classification in safeguarding information assets during transport and disposal, as they do not affect the identification, labeling, handling, or protection of information assets according to their sensitivity. Lack of appropriate labeling is a possible factor that may increase the risk of misplacing, losing, or mishandling information assets during transport and disposal, but it does not affect the classification of information assets according to their sensitivity. Lack of recent awareness training is a possible factor that may affect the knowledge or behavior of staff involved in transporting or disposing of information assets, but it does not affect the classification of information assets according to their sensitivity. Lack of password protection is a possible factor that may affect the security or confidentiality of information assets stored on devices during transport and disposal, but it does not affect the classification of information assets according to their sensitivity. References: CISA Review Manual (Digital Version), Chapter 5, Section 5.3.2
NEW QUESTION # 204
The results of a feasibility study for acquiring a new system should provide management with a clear understanding of:
- A. critical application systems' utilization of computer resources.
- B. how hardware selection criteria are aligned with the IS strategic plan.
- C. the approach to meeting data processing needs.
- D. application security over critical data processing.
Answer: B
NEW QUESTION # 205
Which of the following provides the best evidence of the adequacy of a security awareness program?
- A. Periodic reviews and comparison with best practices
- B. The implementation of security devices from different vendors
- C. Coverage of training at all locations across the enterprise
- D. The number of stakeholders including employees trained at various levels
Answer: A
Explanation:
Explanation/Reference:
Explanation:
The adequacy of security awareness content can best be assessed by determining whether it is periodically reviewed and compared to industry best practices. Choices A, B and C provide metrics for measuring various aspects of a security awareness program, but do not help assess the content.
NEW QUESTION # 206
What should an organization do before providing an external agency physical access to its information
processing facilities (IPFs)?
- A. Employees of the external agency should be trained on the security procedures of the organization.
- B. The processes of the external agency should be subjected to an IS audit by an independent agency.
- C. Any access by an external agency should be limited to the demilitarized zone (DMZ).
- D. The organization should conduct a risk assessment and design and implement appropriate controls.
Answer: D
Explanation:
Section: Protection of Information Assets
Explanation:
Physical access of information processing facilities (IPFs) by an external agency introduces additional
threats into an organization. Therefore, a risk assessment should be conducted and controls designed
accordingly. The processes of the external agency are not of concern here. It is the agency's interaction
with the organization that needs to be protected. Auditing their processes would not be relevant in this
scenario. Training the employees of the external agency may be one control procedure, but could be
performed after access has been granted. Sometimes an external agency may require access to the
processing facilities beyond the demilitarized zone (DMZ). For example, an agency which undertakes
maintenance of servers may require access to the main server room. Restricting access within the DMZ
will not serve the purpose.
NEW QUESTION # 207
Which of the following should be of GREATEST concern for an IS auditor reviewing an organization's disaster recovery plan (DRP)?
- A. The DRP has not been formally approved by senior management.
- B. The DRP has not been distributed to end users.
- C. The DRP contains recovery procedures for critical servers only.
- D. The DRP has not been updated since an IT infrastructure upgrade.
Answer: D
Explanation:
Explanation
The greatest concern for an IS auditor reviewing an organization's disaster recovery plan (DRP) is that the DRP has not been updated since an IT infrastructure upgrade. This could render the DRP obsolete or ineffective, as it may not reflect the current configuration, dependencies or recovery requirements of the IT systems. The IS auditor should ensure that the DRP is reviewed and updated regularly to align with any changes in the IT environment. The DRP has not been formally approved by senior management is a concern for an IS auditor reviewing an organization's DRP, but it is not as critical as ensuring that the DRP is up to date and valid. The DRP has not been distributed to end users or the DRP contains recovery procedures for critical servers only are issues that relate to the communication or scope of the DRP, but not to its validity or effectiveness. References: ISACA, CISA Review Manual, 27th Edition, 2018, page 389
NEW QUESTION # 208
Which of the following is MOST useful to an IS auditor performing a review of access controls for a document management system?
- A. Previous audit reports related to other departments' use of the same system
- B. A system-generated list of staff and their project assignments. roles, and responsibilities
- C. Information provided by the audit team lead an the authentication systems used by the department
- D. Policies and procedures for managing documents provided by department heads
Answer: B
Explanation:
A system-generated list of staff and their project assignments, roles, and responsibilities is the most useful to an IS auditor performing a review of access controls for a document management system (DMS). A DMS is a system used to create, store, manage, and track electronic documents and images of paper-based documents through software1. Access controls are the mechanisms that regulate who can access, modify, or delete documents in a DMS, and under what conditions2. A system-generated list of staff and their project assignments, roles, and responsibilities helps the IS auditor to verify the appropriateness, accuracy, and completeness of the access rights granted to different users or groups of users in the DMS, based on the principle of least privilege and the segregation of duties23.
Policies and procedures for managing documents provided by department heads (A) are not the most useful to an IS auditor performing a review of access controls for a DMS. Policies and procedures are the documents that define the rules, standards, and guidelines for managing documents in a DMS, such as the document lifecycle, retention, classification, security, etc1. Policies and procedures are important to establish the expectations and requirements for document management, but they do not provide sufficient evidence or assurance of the actual implementation and effectiveness of the access controls in the DMS.
Previous audit reports related to other departments' use of the same system are not the most useful to an IS auditor performing a review of access controls for a DMS. Previous audit reports are the documents that summarize the findings, conclusions, and recommendations of previous audits conducted on the same or similar systems or processes4. Previous audit reports are useful to identify the common or recurring issues, risks, or gaps in the access controls of the DMS, as well as the best practices or lessons learned from other departments. However, previous audit reports do not reflect the current state or performance of the access controls in the DMS, and they may not be relevant or applicable to the specific department or scope of the current audit.
Information provided by the audit team lead on the authentication systems used by the department (D) are not the most useful to an IS auditor performing a review of access controls for a DMS. Authentication systems are the systems that verify the identity and credentials of the users who attempt to access the DMS, such as passwords, tokens, biometrics, etc2. Authentication systems are important to ensure the integrity and accountability of the users who access the DMS, but they do not provide sufficient information or assurance of the authorization and restriction of the users who access the DMS. Authorization and restriction are the aspects of access control that determine what actions or operations the users can perform on the documents in the DMS, such as read, write, edit, delete, etc2.
NEW QUESTION # 209
Which of the following is an example of audit risk?
- A. Management may disagree with audit conclusions.
- B. Audit work may be lost due to a malware attack.
- C. Newer auditors may require additional supervision and training.
- D. Sampling methods may not detect a material error.
Answer: D
Explanation:
Section: Protection of Information Assets
NEW QUESTION # 210
When reviewing tin organization's information security policies. an IS auditor should verily that the polices have been defined PRIMARILY on the basis of
- A. an information security framework.
- B. past information security incidents
- C. a risk management process
- D. industry best practices
Answer: A
NEW QUESTION # 211
Which of the following would BEST assist an information security manager in gaining strategic support from executive management?
- A. Annual report of security incidents within the organization
- B. Rating of the organization's security based on international standards
- C. Risk analysis specific to the organization
- D. Research on trends in global information security breaches
Answer: C
Explanation:
Section: Governance and Management of IT
NEW QUESTION # 212
Which of the following is the MOST effective control over visitor access to a data center?
- A. Visitors sign in.
- B. Visitors are spot-checked by operators.
- C. Visitors are escorted.
- D. Visitor badges are required.
Answer: C
Explanation:
Section: Protection of Information Assets
Explanation:
Escorting visitors will provide the best assurance that visitors have permission to access the data processing facility. Choices B and C are not reliable controls. Choice D is incorrect because visitors should be accompanied at all times while they are on the premises, not only when they are in the data processing facility.
NEW QUESTION # 213
An organization has contracted with a vendor for a turnkey solution for their electronic toll collection system
(ETCS). The vendor has provided its proprietary application software as part of the solution. The contract
should require that:
- A. the systems staff of the organization be trained to handle any event.
- B. source code of the ETCS application be placed in escrow.
- C. a backup server be available to run ETCS operations with up-to-date data.
- D. a backup server be loaded with all the relevant software and data.
Answer: B
Explanation:
Section: Protection of Information Assets
Explanation:
Whenever proprietary application software is purchased, the contract should provide for a source code
agreement. This will ensure that the purchasing company will have the opportunity to modify the software
should the vendor cease to be in business. Having a backup server with current data and staff training is
critical but not as critical as ensuring the availability of the source code.
NEW QUESTION # 214
An organization recently experienced a phishing attack that resulted in a breach of confidential information.
Which of the following would be MOST relevant for an IS auditor to review when determining the root cause of the incident?
- A. Audit logging
- B. Simple mail transfer protocol (SMTP) logging
- C. Email configurations
- D. Browser configurations
Answer: B
Explanation:
Section: Protection of Information Assets
NEW QUESTION # 215
Which of the following would be of GREATEST concern if noted during an audit of compliance with licensing agreements?
- A. The organization does not monitor upgrades to its software.
- B. Distribution software is only maintained on a centralized server.
- C. The software vendor requires monthly verification of licenses.
- D. Desktop software is personally expensed and not capitalized.
Answer: A
NEW QUESTION # 216
An organization's business continuity plan (BCP) should be:
- A. updated before an independent audit review.
- B. tested after an intrusion attempt into the organization's hot site.
- C. updated based on changes to personnel and environments.
- D. tested whenever new applications are implemented.
Answer: C
Explanation:
A BCP must stay current with organizational changes to ensure its effectiveness during a disruption. Personnel changes and environmental updates are directly relevant to how the BCP would be executed.
References
ISACA CISA Review Manual (Current Edition) - Chapter on Business Continuity and Disaster Recovery Industry Standards (e.g., ISO 22301, NIST SP 800-34) - Guidelines for maintaining and updating a Business Continuity Plan
NEW QUESTION # 217
Which of the following is MOST important to include in security awareness training?
- A. Descriptions of the organization's security infrastructure
- B. Contact information for the organization's security team
- C. The importance of complex passwords
- D. How to respond to various types of suspicious activity
Answer: D
Explanation:
The most important thing to include in security awareness training is how to respond to various types of suspicious activity. Security awareness training is a program that educates employees about the importance of security and how to avoid common threats and risks. One of the main objectives of security awareness training is to enable employees to recognize and report any signs of malicious or unauthorized activity, such as phishing emails, malware infections, data breaches, or social engineering attempts. By teaching employees how to respond to various types of suspicious activity, security awareness training can help to prevent or mitigate the impact of security incidents, protect the organization's assets and reputation, and comply with legal and regulatory requirements.
The other options are not as important as option A. The importance of complex passwords is a useful topic, but not the most important thing to include in security awareness training. Complex passwords are passwords that are hard to guess or crack by using a combination of letters, numbers, symbols, and cases. Complex passwords can help to protect user accounts and data from unauthorized access, but they are not sufficient to prevent all types of security incidents. Moreover, complex passwords may be difficult to remember or manage by users, and may require additional measures such as password managers or multi-factor authentication.
Descriptions of the organization's security infrastructure is a technical topic, but not the most important thing to include in security awareness training. Security infrastructure is the set of hardware, software, policies, and procedures that provide the foundation for the organization's security posture and capabilities. Security infrastructure may include firewalls, antivirus software, encryption tools, access control systems, backup systems, etc. Descriptions of the organization's security infrastructure may be relevant for some employees who are involved in security operations or administration, but they may not be necessary or understandable for all employees who need security awareness training. Contact information for the organization's security team is a practical detail, but not the most important thing to include in security awareness training. Security team is the group of people who are responsible for planning, implementing, monitoring, and improving the organization's security strategy and activities. Contact information for the organization's security team may be useful for employees who need to report or escalate a security issue or request a security service or support.
However, contact information for the organization's security team is not enough to ensure that employees know how to respond to various types of suspicious activity. References: Security Awareness Training | SANS Security Awareness, Security AwarenessTraining | KnowBe4, SecurityAwareness Training Course (ISC) | Coursera
NEW QUESTION # 218
An IS auditor will be testing accounts payable controls by performing data analytics on the entire population of transactions. Which of the following is MOST important for the auditor to confirm when sourcing the population data?
- A. The data is taken directly from the system.
- B. There is no privacy information in the data.
- C. The data can be obtained in a timely manner.
- D. The data analysis tools have been recently updated.
Answer: A
NEW QUESTION # 219
.Which of the following is the most fundamental step in preventing virus attacks?
- A. Implementing antivirus content checking at all network-to-Internet gateways
- B. Implementing antivirus protection software on users' desktop computers
- C. Adopting and communicating a comprehensive antivirus policy
- D. Inoculating systems with antivirus code
Answer: C
Explanation:
Adopting and communicating a comprehensive antivirus policy is the most fundamental step in preventing virus attacks. All other antivirus prevention efforts rely upon decisions established and communicated via policy.
NEW QUESTION # 220
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